SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Saxony Capital Management, LLC
Saint Louis, MO
Saxony Capital Management LLC., CRD 122692
Firm filing updated September 17, 2026 ·
- $367.9MAssets
- 0Advisory staff
- 1,488Accounts
Fees and minimums
- Hourly feesAsk the firm for the rate
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesYes
- Fixed feesYes
- OtherYes
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
Who the firm serves
- Individuals659
- High net worth individuals97
- Corporations or other businesses5
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 659 | $168.1 million |
| High net worth individuals | 97 | $197.5 million |
| Charitable organizations | Fewer than 5 clients | $110,499 |
| Corporations or other businesses not listed above | 5 | $2.1 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
See all 4 services
- Selection of other advisors (including private fund managers)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisors (including private fund managers)
Assets and accounts
- Regulatory assets$367.9 million
- Accounts1,488
- Discretionary$351.4 million · 1,445 accounts
- Non-discretionary$16.4 million · 43 accounts
People
- Employees6
- Advisory staff0
- Broker-dealer reps3
- Licensed insurance agents0
- Planning clients1 to 10
Advisors
22 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- Legal name: Saxony Capital Management LLC. SEC-registered investment advisor. CRD 122692, SEC file 801-68385.
- Registered with the SEC as an investment advisor (status date on record: October 15, 2007).
Is Saxony Capital Management, LLC a fiduciary?
Short answer: Saxony Capital Management, LLC is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: 3 staff are broker-dealer representatives and the firm has a related broker-dealer. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
The firm has a related insurance company or agency.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.