SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Sarofim International Management Co
Houston, TX
Sarofim International Management Company LLC, CRD 106933
Firm filing updated May 12, 2026 ·
- $2.4BAssets
- 14Clients
- 22Advisory staff
- 14Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesNo
- Fixed feesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- Corporations or other businesses11
- High net worth individuals3
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| High net worth individuals | 3 | $937.1 million |
| Corporations or other businesses not listed above | 11 | $1.5 billion |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
Assets and accounts
- Regulatory assets$2.4 billion
- Accounts14
- DiscretionaryAll accounts
People
- Employees26
- Advisory staff22
- Broker-dealer reps0
- Licensed insurance agents0
Advisors
12 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- Legal name: Sarofim International Management Company LLC SEC-registered investment advisor. CRD 106933, SEC file 801-45226.
- Registered with the SEC as an investment advisor (status date on record: November 22, 1993).
Is Sarofim International Management Co a fiduciary?
Short answer: Sarofim International Management Co is registered with the SEC as an investment advisor.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
The firm does not report commissions, a broker-dealer role, a related broker-dealer, or staff who are broker-dealer representatives.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.