SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
S&A Financial Services, Inc.
Overland Park, KS
CRD 110471
Firm filing updated August 14, 2026 ·
- $392.3MAssets
- 1,183Clients
- 3Advisory staff
- 1,884Accounts
Fees and minimums
- Hourly feesAsk the firm for the rate
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesYes
- Fixed feesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- Individuals1,076
- High net worth individuals84
- Pension and profit sharing plans14
- Corporations or other businesses9
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 1,076 | $186.1 million |
| High net worth individuals | 84 | $163.3 million |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 14 | $31.2 million |
| Corporations or other businesses not listed above | 9 | $11.7 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
Assets and accounts
- Regulatory assets$392.3 million
- Accounts1,884
- Discretionary$361.1 million · 1,870 accounts
- Non-discretionary$31.2 million · 14 accounts
People
- Employees7
- Advisory staff3
- Broker-dealer reps0
- Licensed insurance agents0
- Planning clients101 to 250
Advisors
3 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 110471, SEC file 801-57170.
- Registered with the SEC as an investment advisor (status date on record: February 10, 2000).
Is S&A Financial Services, Inc. a fiduciary?
Short answer: S&A Financial Services, Inc. is registered with the SEC as an investment advisor.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
The firm does not report commissions, a broker-dealer role, a related broker-dealer, or staff who are broker-dealer representatives.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.