SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
R.T. Jones Capital Equities Management Inc.
St. Louis, MO
CRD 131804
Firm filing updated July 1, 2026 ·
- $351.8MAssets
- 4,108Clients
- 7Advisory staff
- 4,108Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesNo
- Fixed feesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- Individuals4,063
- High net worth individuals41
- Pension and profit sharing plans2
- Pooled vehicles1
- Charities1
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 4,063 | $240.9 million |
| High net worth individuals | 41 | $58.3 million |
| Pooled investment vehicles (other than investment companies and business development companies) | 1 | $5.8 million |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 2 | $46.7 million |
| Charitable organizations | 1 | $74,458 |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Educational seminars/workshops
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Educational seminars/workshops
Assets and accounts
- Regulatory assets$351.8 million
- Accounts4,108
- DiscretionaryAll accounts
People
- Employees7
- Advisory staff7
- Broker-dealer reps0
- Licensed insurance agents0
Advisors
4 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 131804, SEC file 801-63242.
- Registered with the SEC as an investment advisor (status date on record: July 9, 2004).
Is R.T. Jones Capital Equities Management Inc. a fiduciary?
Short answer: R.T. Jones Capital Equities Management Inc. is registered with the SEC as an investment advisor.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
The firm does not report commissions, a broker-dealer role, a related broker-dealer, or staff who are broker-dealer representatives.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.