SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
RSG Investments LLC
Overland Park, KS
CRD 323527
Firm filing updated March 17, 2026 ·
- $140.5MAssets
- 564Clients
- 6Advisory staff
- 1,132Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesNo
- Fixed feesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- Individuals532
- High net worth individuals21
- Corporations or other businesses6
- Pension and profit sharing plans5
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 532 | $92.2 million |
| High net worth individuals | 21 | $47.7 million |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 5 | $199,663 |
| Corporations or other businesses not listed above | 6 | $412,710 |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisors (including private fund managers)
See all 4 services
- Educational seminars/workshops
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisors (including private fund managers)
- Educational seminars/workshops
Assets and accounts
- Regulatory assets$140.5 million
- Accounts1,132
- DiscretionaryAll accounts
People
- Employees25
- Advisory staff6
- Broker-dealer reps0
- Licensed insurance agents13
- Planning clients0
Advisors
4 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 323527, SEC file 801-132178.
- Registered with the SEC as an investment advisor (status date on record: March 13, 2025).
Is RSG Investments LLC a fiduciary?
Short answer: RSG Investments LLC is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
13 staff are licensed insurance agents, the firm is itself an insurance broker or agent and the firm has a related insurance company or agency.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.