SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
RS Crum Inc.
Newport Beach, CA
R. S. Crum, Inc., CRD 158621
Firm filing updated September 9, 2026 ·
- $720.7MAssets
- 332Clients
- 4Advisory staff
- 971Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Fixed feesYes
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- High net worth individuals186
- Individuals142
- Charities4
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 142 | $55.0 million |
| High net worth individuals | 186 | $665.6 million |
| Charitable organizations | 4 | $78,091 |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Financial planning services
- Portfolio management for individuals and/or small businesses
Assets and accounts
- Regulatory assets$720.7 million
- Accounts971
- Discretionary$702.2 million · 941 accounts
- Non-discretionary$18.5 million · 30 accounts
People
- Employees9
- Advisory staff4
- Broker-dealer reps0
- Licensed insurance agents0
- Planning clients51 to 100
Advisors
4 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- Legal name: R. S. Crum, Inc. SEC-registered investment advisor. CRD 158621, SEC file 801-72672.
- Registered with the SEC as an investment advisor (status date on record: July 15, 2011).
Is RS Crum Inc. a fiduciary?
Short answer: RS Crum Inc. is registered with the SEC as an investment advisor.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
The firm does not report commissions, a broker-dealer role, a related broker-dealer, or staff who are broker-dealer representatives.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.