SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Root Financial Partners
Austin, TX
Root Financial Partners, LLC, CRD 290289
Firm filing updated August 28, 2026 ·
- $2.1BAssets
- 858Clients
- 59Advisory staff
- 4,110Accounts
Fees and minimums
- Hourly feesAsk the firm for the rate
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesYes
- Fixed feesYes
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- High net worth individuals643
- Individuals209
- Pension and profit sharing plans6
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 209 | $83.4 million |
| High net worth individuals | 643 | $2.1 billion |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 6 | $6.7 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
See all 5 services
- Selection of other advisors (including private fund managers)
- Educational seminars/workshops
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisors (including private fund managers)
- Educational seminars/workshops
Assets and accounts
- Regulatory assets$2.1 billion
- Accounts4,110
- Discretionary$2.1 billion · 4,104 accounts
- Non-discretionary$6.7 million · 6 accounts
People
- Employees65
- Advisory staff59
- Broker-dealer reps0
- Licensed insurance agents0
- Planning clients852
Advisors
31 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- Legal name: Root Financial Partners, LLC SEC-registered investment advisor. CRD 290289, SEC file 801-125945.
- Registered with the SEC as an investment advisor (status date on record: July 8, 2022).
Is Root Financial Partners a fiduciary?
Short answer: Root Financial Partners is registered with the SEC as an investment advisor.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
The firm does not report commissions, a broker-dealer role, a related broker-dealer, or staff who are broker-dealer representatives.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.