SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Robertson Stephens
San Francisco, CA
Robertson Stephens Wealth Management, LLC, CRD 289977
Firm filing updated September 4, 2026 ·
- $8.8BAssets
- 2,295Clients
- 67Advisory staff
- 8,592Accounts
Fees and minimums
- Hourly feesAsk the firm for the rate
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesYes
- Fixed feesYes
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- High net worth individuals1,256
- Individuals980
- Pension and profit sharing plans38
- Corporations or other businesses11
- Charities10
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 980 | $379.9 million |
| High net worth individuals | 1,256 | $6.7 billion |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 38 | $1.4 billion |
| Charitable organizations | 10 | $118.6 million |
| Corporations or other businesses not listed above | 11 | $156.1 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
See all 6 services
- Pension consulting services
- Selection of other advisors (including private fund managers)
- Educational seminars/workshops
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisors (including private fund managers)
- Educational seminars/workshops
Assets and accounts
- Regulatory assets$8.8 billion
- Accounts8,592
- Discretionary$7.0 billion · 8,242 accounts
- Non-discretionary$1.8 billion · 350 accounts
People
- Employees118
- Advisory staff67
- Broker-dealer reps27
- Licensed insurance agents14
- Planning clients1,500
Advisors
42 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- Legal name: Robertson Stephens Wealth Management, LLC SEC-registered investment advisor. CRD 289977, SEC file 801-111814.
- Registered with the SEC as an investment advisor (status date on record: October 11, 2017).
Is Robertson Stephens a fiduciary?
Short answer: Robertson Stephens is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: 27 staff are broker-dealer representatives and the firm has a related broker-dealer. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
14 staff are licensed insurance agents and the firm has a related insurance company or agency.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.