SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Robertson Investment Management
Houston, TX
CRD 115425
Firm filing updated March 31, 2026 ·
- $534.1MAssets
- 1,143Clients
- 10Advisory staff
- 1,143Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesNo
- Fixed feesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- High net worth individuals767
- Individuals371
- Banks2
- Charities2
- Other investment advisors1
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 371 | $295.1 million |
| High net worth individuals | 767 | $195.0 million |
| Banking or thrift institutions | 2 | $24.5 million |
| Charitable organizations | 2 | $1.8 million |
| Other investment advisors | 1 | $17.8 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Other: "REFERRALS TO THIRD-PARTY MONEY MANAGER PORTFOLIOS"
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Other: "REFERRALS TO THIRD-PARTY MONEY MANAGER PORTFOLIOS"
Assets and accounts
- Regulatory assets$534.1 million
- Accounts1,143
- Discretionary$343.1 million · 844 accounts
- Non-discretionary$191.1 million · 299 accounts
People
- Employees20
- Advisory staff10
- Broker-dealer reps6
- Licensed insurance agents5
- Planning clients1 to 10
Advisors
3 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 115425, SEC file 801-120446.
- Registered with the SEC as an investment advisor (status date on record: April 2, 2021).
Is Robertson Investment Management a fiduciary?
Short answer: Robertson Investment Management is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: 6 staff are broker-dealer representatives and the firm is itself a registered representative of a broker-dealer. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
5 staff are licensed insurance agents and the firm is itself an insurance broker or agent.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.