SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
RJ Patterson Group
San Diego, CA
RJ Patterson Capital Investment Group Inc., CRD 281752
Firm filing updated June 2, 2026 ·
- $142.4MAssets
- 197Clients
- 2Advisory staff
- 521Accounts
Fees and minimums
- Hourly feesAsk the firm for the rate
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesYes
- Fixed feesYes
- OtherYes
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
Who the firm serves
- Individuals157
- High net worth individuals32
- Pension and profit sharing plans8
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 157 | $47.1 million |
| High net worth individuals | 32 | $88.8 million |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 8 | $6.5 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisors (including private fund managers)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisors (including private fund managers)
Assets and accounts
- Regulatory assets$142.4 million
- Accounts521
- DiscretionaryAll accounts
People
- Employees5
- Advisory staff2
- Broker-dealer reps1
- Licensed insurance agents1
- Planning clients51 to 100
Advisors
3 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- Legal name: RJ Patterson Capital Investment Group Inc. SEC-registered investment advisor. CRD 281752, SEC file 801-136552.
- Registered with the SEC as an investment advisor (status date on record: June 22, 2026).
Is RJ Patterson Group a fiduciary?
Short answer: RJ Patterson Group is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: 1 staff member is a broker-dealer representative. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
1 staff member is a licensed insurance agent.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.