SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Riverpoint Wealth Management
Chicago, IL
Riverpoint Wealth Management Holdings, LLC, CRD 168346
Firm filing updated March 27, 2026 ·
- $906.2MAssets
- 216Clients
- 4Advisory staff
- 1,060Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Fixed feesYes
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- High net worth individuals150
- Individuals66
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 66 | $15.2 million |
| High net worth individuals | 150 | $891.0 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisors (including private fund managers)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisors (including private fund managers)
Assets and accounts
- Regulatory assets$906.2 million
- Accounts1,060
- DiscretionaryAll accounts
People
- Employees6
- Advisory staff4
- Broker-dealer reps0
- Licensed insurance agents1
- Planning clients1 to 10
Advisors
2 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- Legal name: Riverpoint Wealth Management Holdings, LLC SEC-registered investment advisor. CRD 168346, SEC file 801-78487.
- Registered with the SEC as an investment advisor (status date on record: September 10, 2013).
Is Riverpoint Wealth Management a fiduciary?
Short answer: Riverpoint Wealth Management is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
1 staff member is a licensed insurance agent.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.