SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Remy Investors & Consultants, LLC
Los Angeles, CA
CRD 326958
Firm filing updated July 1, 2026 ·
- $887.6MAssets
- 29Clients
- 6Advisory staff
- 29Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Fixed feesYes
- Performance-based feesYes
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- OtherNo
Who the firm serves
- High net worth individuals14
- Charities7
- Pooled vehicles6
- Corporations or other businesses2
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| High net worth individuals | 14 | $287.1 million |
| Pooled investment vehicles (other than investment companies and business development companies) | 6 | $402.3 million |
| Charitable organizations | 7 | $101.7 million |
| Corporations or other businesses not listed above | 2 | $96.4 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Selection of other advisors (including private fund managers)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Selection of other advisors (including private fund managers)
Assets and accounts
- Regulatory assets$887.6 million
- Accounts29
- Discretionary$422.6 million · 16 accounts
- Non-discretionary$465.0 million · 13 accounts
People
- Employees6
- Advisory staff6
- Broker-dealer reps0
- Licensed insurance agents0
Registration details
- SEC-registered investment advisor. CRD 326958, SEC file 801-128163.
- Registered with the SEC as an investment advisor (status date on record: June 16, 2023).
Is Remy Investors & Consultants, LLC a fiduciary?
Short answer: Remy Investors & Consultants, LLC is registered with the SEC as an investment advisor.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
The firm does not report commissions, a broker-dealer role, a related broker-dealer, or staff who are broker-dealer representatives.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.