SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Regis Metro Associates, Inc.
San Francisco, CA
CRD 160859
Firm filing updated September 18, 2026 ·
- $617.8MAssets
- 35Clients
- 2Advisory staff
- 35Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Fixed feesYes
- Performance-based feesYes
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- OtherNo
Who the firm serves
- High net worth individuals22
- Corporations or other businesses7
- Pooled vehicles5
- Charities1
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| High net worth individuals | 22 | $364.2 million |
| Pooled investment vehicles (other than investment companies and business development companies) | 5 | $105.6 million |
| Charitable organizations | 1 | $75.0 million |
| Corporations or other businesses not listed above | 7 | $72.9 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Selection of other advisors (including private fund managers)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Selection of other advisors (including private fund managers)
Assets and accounts
- Regulatory assets$617.8 million
- Accounts35
- Discretionary$105.6 million · 5 accounts
- Non-discretionary$512.2 million · 30 accounts
People
- Employees5
- Advisory staff2
- Broker-dealer reps0
- Licensed insurance agents0
Registration details
- SEC-registered investment advisor. CRD 160859, SEC file 801-75149.
- Registered with the SEC as an investment advisor (status date on record: April 18, 2012).
Is Regis Metro Associates, Inc. a fiduciary?
Short answer: Regis Metro Associates, Inc. is registered with the SEC as an investment advisor.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
The firm does not report commissions, a broker-dealer role, a related broker-dealer, or staff who are broker-dealer representatives.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.