SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Regent Peak Wealth Advisors, LLC
Atlanta, GA
CRD 298259
Firm filing updated June 11, 2026 ·
- $785.9MAssets
- 223Clients
- 7Advisory staff
- 1,611Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Fixed feesYes
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- High net worth individuals141
- Individuals65
- Corporations or other businesses6
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 65 | $30.3 million |
| High net worth individuals | 141 | $688.1 million |
| Corporations or other businesses not listed above | 6 | $54.2 million |
| Other: "IRREVOCABLE TRUSTS" | 11 | $13.3 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
See all 4 services
- Selection of other advisors (including private fund managers)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisors (including private fund managers)
Assets and accounts
- Regulatory assets$785.9 million
- Accounts1,611
- DiscretionaryAll accounts
People
- Employees10
- Advisory staff7
- Broker-dealer reps1
- Licensed insurance agents1
- Planning clients26 to 50
Advisors
6 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 298259, SEC file 801-115021.
- Registered with the SEC as an investment advisor (status date on record: May 2, 2019).
Is Regent Peak Wealth Advisors, LLC a fiduciary?
Short answer: Regent Peak Wealth Advisors, LLC is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: 1 staff member is a broker-dealer representative. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
1 staff member is a licensed insurance agent.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.