SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Regan Capital
Dallas, TX
Regan Capital, LLC, CRD 158294
Firm filing updated March 27, 2026 ·
- $3.6BAssets
- 5Advisory staff
- 53Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Performance-based feesYes
- Hourly chargesNo
- Fixed feesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- OtherNo
Who the firm serves
- Insurance companies6
- Pooled vehicles5
- Investment companies4
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| High net worth individuals | Fewer than 5 clients | $4.1 million |
| Investment companies | 4 | $2.4 billion |
| Pooled investment vehicles (other than investment companies and business development companies) | 5 | $398.6 million |
| Insurance companies | 6 | $92.8 million |
| Other: "ENDOWMENTS AND FAMILY OFFICES" | 34 | $710.2 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles (other than investment companies)
See all 4 services
- Portfolio management for businesses (other than small businesses) or institutional clients
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
Assets and accounts
- Regulatory assets$3.6 billion
- Accounts53
- DiscretionaryAll accounts
People
- Employees22
- Advisory staff5
- Broker-dealer reps7
- Licensed insurance agents0
Advisors
2 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- Legal name: Regan Capital, LLC SEC-registered investment advisor. CRD 158294, SEC file 801-79546.
- Registered with the SEC as an investment advisor (status date on record: April 23, 2014).
Is Regan Capital a fiduciary?
Short answer: Regan Capital is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: 7 staff are broker-dealer representatives. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.