SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Provenio Capital
Newport Beach, CA
Provenio Capital Management LLC, CRD 333009
Firm filing updated July 21, 2026 ·
- $1.6BAssets
- 6Advisory staff
- 132Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Fixed feesYes
- Performance-based feesYes
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- OtherNo
Who the firm serves
- High net worth individuals94
- Insurance companies16
- Pooled vehicles13
- Pension and profit sharing plans5
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| High net worth individuals | 94 | $1.2 billion |
| Pooled investment vehicles (other than investment companies and business development companies) | 13 | $106.5 million |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 5 | $26.1 million |
| Charitable organizations | Fewer than 5 clients | $59.0 million |
| Insurance companies | 16 | $199.1 million |
| Corporations or other businesses not listed above | Fewer than 5 clients | $479,600 |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
See all 5 services
- Pension consulting services
- Selection of other advisors (including private fund managers)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisors (including private fund managers)
Assets and accounts
- Regulatory assets$1.6 billion
- Accounts132
- Discretionary$244.3 million · 17 accounts
- Non-discretionary$1.4 billion · 115 accounts
People
- Employees11
- Advisory staff6
- Broker-dealer reps0
- Licensed insurance agents1
- Planning clients0
Advisors
2 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- Legal name: Provenio Capital Management LLC SEC-registered investment advisor. CRD 333009, SEC file 801-131264.
- Registered with the SEC as an investment advisor (status date on record: October 8, 2024).
Is Provenio Capital a fiduciary?
Short answer: Provenio Capital is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
1 staff member is a licensed insurance agent and the firm has a related insurance company or agency.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.