SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Protocol Wealth, LLC
Denver, CO
CRD 335298
Firm filing updated July 27, 2026 ·
- $127.1MAssets
- 45Clients
- 3Advisory staff
- 44Accounts
Fees and minimums
- Hourly feesAsk the firm for the rate
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesYes
- Fixed feesYes
- Subscription fees (for a newsletter or periodical)Yes
- Performance-based feesYes
- CommissionsNo
- OtherNo
Who the firm serves
- High net worth individuals30
- Individuals14
- Pooled vehicles1
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 14 | $26.7 million |
| High net worth individuals | 30 | $100.2 million |
| Pooled investment vehicles (other than investment companies and business development companies) | 1 | $300,000 |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisors (including private fund managers)
See all 4 services
- Educational seminars/workshops
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisors (including private fund managers)
- Educational seminars/workshops
Assets and accounts
- Regulatory assets$127.1 million
- Accounts44
- Discretionary$50.9 million · 30 accounts
- Non-discretionary$76.2 million · 14 accounts
People
- Employees3
- Advisory staff3
- Broker-dealer reps0
- Licensed insurance agents0
- Planning clients26 to 50
Advisors
2 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 335298, SEC file 801-132382.
- Registered with the SEC as an investment advisor (status date on record: April 10, 2025).
Is Protocol Wealth, LLC a fiduciary?
Short answer: Protocol Wealth, LLC is registered with the SEC as an investment advisor.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
The firm does not report commissions, a broker-dealer role, a related broker-dealer, or staff who are broker-dealer representatives.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.