SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Proaltus USA
Miami, FL
Proaltus USA Inc., CRD 310955
Firm filing updated July 8, 2026 ·
- $604.9MAssets
- 94Clients
- 4Advisory staff
- 94Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Performance-based feesYes
- OtherYes
- Hourly chargesNo
- Fixed feesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
Who the firm serves
- Individuals53
- Corporations or other businesses23
- High net worth individuals8
- Pooled vehicles8
- Other investment advisors2
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 53 | $26.3 million |
| High net worth individuals | 8 | $48.4 million |
| Pooled investment vehicles (other than investment companies and business development companies) | 8 | $172.7 million |
| Other investment advisors | 2 | $259.0 million |
| Corporations or other businesses not listed above | 23 | $98.4 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
See all 4 services
- Other: "INTERNATIONAL (NON-US) DISTRIBUTION OF OFFSHORE FUNDS"
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Other: "INTERNATIONAL (NON-US) DISTRIBUTION OF OFFSHORE FUNDS"
Assets and accounts
- Regulatory assets$604.9 million
- Accounts94
- Discretionary$326.2 million · 84 accounts
- Non-discretionary$278.7 million · 10 accounts
People
- Employees14
- Advisory staff4
- Broker-dealer reps0
- Licensed insurance agents0
Advisors
1 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- Legal name: Proaltus USA Inc. SEC-registered investment advisor. CRD 310955, SEC file 801-119784.
- Registered with the SEC as an investment advisor (status date on record: November 12, 2020).
Is Proaltus USA a fiduciary?
Short answer: Proaltus USA is registered with the SEC as an investment advisor.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
The firm does not report commissions, a broker-dealer role, a related broker-dealer, or staff who are broker-dealer representatives.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.