SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Prattes Wealth Partners
Newport Beach, CA
Jason A Prattes Financial Inc, CRD 298746
Firm filing updated April 6, 2026 ·
- $243.6MAssets
- 105Clients
- 3Advisory staff
- 105Accounts
Fees and minimums
- Hourly feesAsk the firm for the rate
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesYes
- Performance-based feesYes
- Fixed feesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- OtherNo
Who the firm serves
- Individuals49
- High net worth individuals42
- Pension and profit sharing plans9
- Pooled vehicles5
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 49 | $14.6 million |
| High net worth individuals | 42 | $143.8 million |
| Pooled investment vehicles (other than investment companies and business development companies) | 5 | $25.0 million |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 9 | $60.1 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
See all 6 services
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisors (including private fund managers)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisors (including private fund managers)
Assets and accounts
- Regulatory assets$243.6 million
- Accounts105
- Discretionary$183.4 million · 96 accounts
- Non-discretionary$60.1 million · 9 accounts
People
- Employees5
- Advisory staff3
- Broker-dealer reps0
- Licensed insurance agents1
- Planning clients0
Advisors
1 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- Legal name: Jason A Prattes Financial Inc SEC-registered investment advisor. CRD 298746, SEC file 801-124726.
- Registered with the SEC as an investment advisor (status date on record: April 22, 2022).
Is Prattes Wealth Partners a fiduciary?
Short answer: Prattes Wealth Partners is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
1 staff member is a licensed insurance agent.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.