SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Perennial Financial Services
Los Angeles, CA
Perennial Investment Advisors, LLC, CRD 286477
Firm filing updated August 13, 2026 ·
- $2.5BAssets
- 3,229Clients
- 39Advisory staff
- 3,229Accounts
Fees and minimums
- Hourly feesAsk the firm for the rate
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesYes
- Fixed feesYes
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- Individuals2,156
- High net worth individuals913
- Pension and profit sharing plans112
- Corporations or other businesses36
- Charities12
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 2,156 | $489.0 million |
| High net worth individuals | 913 | $1.8 billion |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 112 | $104.8 million |
| Charitable organizations | 12 | $34.9 million |
| Corporations or other businesses not listed above | 36 | $32.0 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
See all 5 services
- Pension consulting services
- Selection of other advisors (including private fund managers)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisors (including private fund managers)
Assets and accounts
- Regulatory assets$2.5 billion
- Accounts3,229
- DiscretionaryAll accounts
People
- Employees71
- Advisory staff39
- Broker-dealer reps37
- Licensed insurance agents38
- Planning clients26 to 50
Advisors
35 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- Legal name: Perennial Investment Advisors, LLC SEC-registered investment advisor. CRD 286477, SEC file 801-110619.
- Registered with the SEC as an investment advisor (status date on record: June 12, 2017).
Is Perennial Financial Services a fiduciary?
Short answer: Perennial Financial Services is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: 37 staff are broker-dealer representatives. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
38 staff are licensed insurance agents and the firm has a related insurance company or agency.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.