SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Pca Investment Advisory Services, Inc.
Cincinnati, OH
CRD 123475
Firm filing updated July 21, 2026 ·
- $4.3BAssets
- 1,175Clients
- 10Advisory staff
- 2,187Accounts
Fees and minimums
- Hourly feesAsk the firm for the rate
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesYes
- Fixed feesYes
- CommissionsYes
- OtherYes
- Subscription fees (for a newsletter or periodical)No
- Performance-based feesNo
Who the firm serves
- Individuals623
- Pension and profit sharing plans292
- High net worth individuals249
- Corporations or other businesses11
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 623 | $183.9 million |
| High net worth individuals | 249 | $761.7 million |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 292 | $3.4 billion |
| Corporations or other businesses not listed above | 11 | $8.2 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
See all 4 services
- Selection of other advisors (including private fund managers)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisors (including private fund managers)
Assets and accounts
- Regulatory assets$4.3 billion
- Accounts2,187
- Discretionary$2.3 billion · 1,909 accounts
- Non-discretionary$2.0 billion · 278 accounts
People
- Employees15
- Advisory staff10
- Broker-dealer reps0
- Licensed insurance agents3
- Planning clients713
Advisors
8 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 123475, SEC file 801-67369.
- Registered with the SEC as an investment advisor (status date on record: December 15, 2006).
Is Pca Investment Advisory Services, Inc. a fiduciary?
Short answer: Pca Investment Advisory Services, Inc. is registered with the SEC as an investment advisor. Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
3 staff are licensed insurance agents.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.