SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Pavion Blue Capital, LLC
Newport Beach, CA
CRD 301968
Firm filing updated March 24, 2026 ·
- $443.7MAssets
- 172Clients
- 2Advisory staff
- 521Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesNo
- Fixed feesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- High net worth individuals132
- Individuals18
- Charities9
- Corporations or other businesses7
- Pension and profit sharing plans6
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 18 | $3.3 million |
| High net worth individuals | 132 | $408.8 million |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 6 | $10.3 million |
| Charitable organizations | 9 | $3.0 million |
| Corporations or other businesses not listed above | 7 | $18.1 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
Assets and accounts
- Regulatory assets$443.7 million
- Accounts521
- Discretionary$416.6 million · 496 accounts
- Non-discretionary$27.1 million · 25 accounts
People
- Employees4
- Advisory staff2
- Broker-dealer reps0
- Licensed insurance agents0
Advisors
1 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 301968, SEC file 801-117170.
- Registered with the SEC as an investment advisor (status date on record: August 16, 2019).
Is Pavion Blue Capital, LLC a fiduciary?
Short answer: Pavion Blue Capital, LLC is registered with the SEC as an investment advisor.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
The firm does not report commissions, a broker-dealer role, a related broker-dealer, or staff who are broker-dealer representatives.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.