SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Pathview Wealth Advisors
San Diego, CA
Rowling & Associates LLC, CRD 308292
Firm filing updated June 9, 2026 ·
- $583MAssets
- 6Advisory staff
- 1,278Accounts
Fees and minimums
- Hourly feesAsk the firm for the rate
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesYes
- Fixed feesYes
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- Individuals229
- High net worth individuals133
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 229 | $87.1 million |
| High net worth individuals | 133 | $488.5 million |
| Charitable organizations | Fewer than 5 clients | $7.4 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
See all 4 services
- Pension consulting services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
Assets and accounts
- Regulatory assets$583.0 million
- Accounts1,278
- Discretionary$545.8 million · 1,138 accounts
- Non-discretionary$37.2 million · 140 accounts
People
- Employees14
- Advisory staff6
- Broker-dealer reps0
- Licensed insurance agents0
- Planning clients26 to 50
Advisors
3 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- Legal name: Rowling & Associates LLC SEC-registered investment advisor. CRD 308292, SEC file 801-118761.
- Registered with the SEC as an investment advisor (status date on record: May 20, 2020).
Is Pathview Wealth Advisors a fiduciary?
Short answer: Pathview Wealth Advisors is registered with the SEC as an investment advisor.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
The firm does not report commissions, a broker-dealer role, a related broker-dealer, or staff who are broker-dealer representatives.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.