SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Paratus Financial, Inc.
Dallas, TX
CRD 133361
Firm filing updated March 24, 2026 ·
- $757.4MAssets
- 88Clients
- 7Advisory staff
- 703Accounts
Fees and minimums
- Hourly feesAsk the firm for the rate
All fee types on the form
- Hourly chargesYes
- Fixed feesYes
- Percentage of assets under managementNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- High net worth individuals68
- Individuals19
- Pension and profit sharing plans1
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 19 | $23.8 million |
| High net worth individuals | 68 | $730.1 million |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 1 | $3.5 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisors (including private fund managers)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisors (including private fund managers)
Assets and accounts
- Regulatory assets$757.4 million
- Accounts703
- Discretionary$271.3 million · 358 accounts
- Non-discretionary$486.2 million · 345 accounts
People
- Employees8
- Advisory staff7
- Broker-dealer reps0
- Licensed insurance agents0
- Planning clients51 to 100
Advisors
1 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 133361, SEC file 801-63703.
- Registered with the SEC as an investment advisor (status date on record: January 3, 2005).
Is Paratus Financial, Inc. a fiduciary?
Short answer: Paratus Financial, Inc. is registered with the SEC as an investment advisor.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
The firm does not report commissions, a broker-dealer role, a related broker-dealer, or staff who are broker-dealer representatives.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.