SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Pacific Investment Management Company LLC
Newport Beach, CA
CRD 104559
Firm filing updated August 28, 2026 ·
- $3666.9BAssets
- 41,699Clients
- 628Advisory staff
- 2,835Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Performance-based feesYes
- Hourly chargesNo
- Fixed feesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- OtherNo
Who the firm serves
- Individuals5,833
- Pooled vehicles818
- Insurance companies601
- Pension and profit sharing plans436
- Corporations or other businesses405
- and 7 more526
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 5,833 | $50.5 billion |
| High net worth individuals | 17 | $3.2 billion |
| Banking or thrift institutions | 35 | $66.2 billion |
| Investment companies | 186 | $1236.7 billion |
| Pooled investment vehicles (other than investment companies and business development companies) | 818 | $1420.6 billion |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 436 | $193.2 billion |
| Charitable organizations | 71 | $27.5 billion |
| State or municipal government entities (including government pension plans) | 108 | $95.3 billion |
| Other investment advisors | 5 | $15,580 |
| Insurance companies | 601 | $335.5 billion |
| Sovereign wealth funds and foreign official institutions | 104 | $153.3 billion |
| Corporations or other businesses not listed above | 405 | $55.4 billion |
| Other: "WRAP CLIENTS; NUCLEAR DECOMMISSIONING TRUSTS" | 33,080 | $29.6 billion |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles (other than investment companies)
See all 7 services
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisors (including private fund managers)
- Other: "CERTAIN NON-DISCRETIONARY SERVICES"
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisors (including private fund managers)
- Other: "CERTAIN NON-DISCRETIONARY SERVICES"
Assets and accounts
- Regulatory assets$3666.9 billion
- Accounts2,835
- Discretionary$3666.5 billion · 2,829 accounts
- Non-discretionary$456.6 million · 6 accounts
People
- Employees1,968
- Advisory staff628
- Broker-dealer reps508
- Licensed insurance agents0
- Planning clients0
Registration details
- SEC-registered investment advisor. CRD 104559, SEC file 801-48187.
- Registered with the SEC as an investment advisor (status date on record: November 14, 1994).
Is Pacific Investment Management Company LLC a fiduciary?
Short answer: Pacific Investment Management Company LLC is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: 508 staff are broker-dealer representatives and the firm has a related broker-dealer. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
The firm has a related insurance company or agency.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.