SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
P/E Global LLC
Boston, MA
CRD 155642
Firm filing updated March 23, 2026 ·
- $1.7BAssets
- 36Advisory staff
- 5Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Performance-based feesYes
- Hourly chargesNo
- Fixed feesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- OtherNo
Who the firm serves
- Pooled vehicles36
- Corporations or other businesses21
- Pension and profit sharing plans14
- State or municipal government entities (including government pension plans)6
- Investment companies5
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | Fewer than 5 clients | $0 |
| High net worth individuals | Fewer than 5 clients | $0 |
| Banking or thrift institutions | Fewer than 5 clients | $0 |
| Investment companies | 5 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 36 | $209.9 million |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 14 | $700.0 million |
| Charitable organizations | Fewer than 5 clients | $300.0 million |
| State or municipal government entities (including government pension plans) | 6 | $0 |
| Other investment advisors | Fewer than 5 clients | $0 |
| Insurance companies | Fewer than 5 clients | $0 |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 clients | $498.9 million |
| Corporations or other businesses not listed above | 21 | $0 |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles (other than investment companies)
See all 5 services
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
Assets and accounts
- Regulatory assets$1.7 billion
- Accounts5
- DiscretionaryAll accounts
People
- Employees62
- Advisory staff36
- Broker-dealer reps1
- Licensed insurance agents0
Registration details
- SEC-registered investment advisor. CRD 155642, SEC file 801-72133.
- Registered with the SEC as an investment advisor (status date on record: February 7, 2011).
Is P/E Global LLC a fiduciary?
Short answer: P/E Global LLC is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: 1 staff member is a broker-dealer representative. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.