SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
O'Rourke & Company, Incorporated
Boston, MA
CRD 132481
Firm filing updated July 6, 2026 ·
- $555.1MAssets
- 2Advisory staff
- 738Accounts
Fees and minimums
- Hourly feesAsk the firm for the rate
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesYes
- Fixed feesYes
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- High net worth individuals494
- Individuals86
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 86 | $83.4 million |
| High net worth individuals | 494 | $456.0 million |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 clients | $15.7 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
Assets and accounts
- Regulatory assets$555.1 million
- Accounts738
- Discretionary$550.0 million · 724 accounts
- Non-discretionary$5.0 million · 14 accounts
People
- Employees4
- Advisory staff2
- Broker-dealer reps3
- Licensed insurance agents2
- Planning clients51 to 100
Registration details
- SEC-registered investment advisor. CRD 132481, SEC file 801-64660.
- Registered with the SEC as an investment advisor (status date on record: August 26, 2005).
Is O'Rourke & Company, Incorporated a fiduciary?
Short answer: O'Rourke & Company, Incorporated is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: 3 staff are broker-dealer representatives. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
2 staff are licensed insurance agents.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.