SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Ormonde Investment Management, LLC
Dallas, TX
CRD 313328
Firm filing updated July 9, 2026 ·
- $105.3MAssets
- 3Clients
- 2Advisory staff
- 3Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Fixed feesYes
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- High net worth individuals1
- State or municipal government entities (including government pension plans)1
- Corporations or other businesses1
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| High net worth individuals | 1 | $105.3 million |
| State or municipal government entities (including government pension plans) | 1 | $60,000 |
| Corporations or other businesses not listed above | 1 | $30,000 |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Selection of other advisors (including private fund managers)
- Other: "PORTFOLIO MANAGEMENT FOR LARGE CORPORATES, UNIONS AND GOVERNMENT ENTITIES"
- Portfolio management for individuals and/or small businesses
- Selection of other advisors (including private fund managers)
- Other: "PORTFOLIO MANAGEMENT FOR LARGE CORPORATES, UNIONS AND GOVERNMENT ENTITIES"
Assets and accounts
- Regulatory assets$105.3 million
- Accounts3
- Discretionary$90,000 · 2 accounts
- Non-discretionary$105.3 million · 1 accounts
People
- Employees2
- Advisory staff2
- Broker-dealer reps0
- Licensed insurance agents0
Registration details
- SEC-registered investment advisor. CRD 313328, SEC file 801-120659.
- Registered with the SEC as an investment advisor (status date on record: April 2, 2021).
Is Ormonde Investment Management, LLC a fiduciary?
Short answer: Ormonde Investment Management, LLC is registered with the SEC as an investment advisor.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
The firm does not report commissions, a broker-dealer role, a related broker-dealer, or staff who are broker-dealer representatives.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.