SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Opus Capital Management
Cincinnati, OH
Opus Capital Group, LLC, CRD 106528
Firm filing updated March 27, 2026 ·
- $1.5BAssets
- 430Clients
- 3Advisory staff
- 430Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesNo
- Fixed feesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- High net worth individuals259
- Individuals156
- Pension and profit sharing plans7
- Charities6
- Corporations or other businesses2
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 156 | $51.5 million |
| High net worth individuals | 259 | $855.3 million |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 7 | $357.3 million |
| Charitable organizations | 6 | $233.1 million |
| Corporations or other businesses not listed above | 2 | $16.3 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
See all 5 services
- Selection of other advisors (including private fund managers)
- Publication of periodicals or newsletters
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisors (including private fund managers)
- Publication of periodicals or newsletters
Assets and accounts
- Regulatory assets$1.5 billion
- Accounts430
- Discretionary$1.0 billion · 424 accounts
- Non-discretionary$490.8 million · 6 accounts
People
- Employees7
- Advisory staff3
- Broker-dealer reps0
- Licensed insurance agents0
- Planning clients251 to 500
Advisors
1 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- Legal name: Opus Capital Group, LLC SEC-registered investment advisor. CRD 106528, SEC file 801-51533.
- Registered with the SEC as an investment advisor (status date on record: March 18, 1996).
Is Opus Capital Management a fiduciary?
Short answer: Opus Capital Management is registered with the SEC as an investment advisor.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
The firm does not report commissions, a broker-dealer role, a related broker-dealer, or staff who are broker-dealer representatives.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.