SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
On Investment Management Co
Cincinnati, OH
CRD 105662
Firm filing updated August 10, 2026 ·
- $3.2BAssets
- 9,568Clients
- 196Advisory staff
- 14,153Accounts
Fees and minimums
- Hourly feesAsk the firm for the rate
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesYes
- Fixed feesYes
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- Individuals8,523
- High net worth individuals794
- Pension and profit sharing plans204
- Corporations or other businesses31
- Charities16
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 8,523 | $1.7 billion |
| High net worth individuals | 794 | $1.2 billion |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 204 | $113.8 million |
| Charitable organizations | 16 | $9.6 million |
| Corporations or other businesses not listed above | 31 | $51.3 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisors (including private fund managers)
See all 4 services
- Other: "SEI, ASSETMARK, BRINKER CAPITAL, BNY MELLON ADVISORS, INC, SYMMETRY PARTNERS, ENVESTNET"
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisors (including private fund managers)
- Other: "SEI, ASSETMARK, BRINKER CAPITAL, BNY MELLON ADVISORS, INC, SYMMETRY PARTNERS, ENVESTNET"
Assets and accounts
- Regulatory assets$3.2 billion
- Accounts14,153
- Discretionary$904.4 million · 2,787 accounts
- Non-discretionary$2.2 billion · 11,366 accounts
People
- Employees196
- Advisory staff196
- Broker-dealer reps196
- Licensed insurance agents196
- Planning clients251 to 500
Advisors
100 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 105662, SEC file 801-7941.
- Registered with the SEC as an investment advisor (status date on record: November 14, 1971).
Is On Investment Management Co a fiduciary?
Short answer: On Investment Management Co is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: 196 staff are broker-dealer representatives, the firm is itself a broker-dealer, the firm is itself a registered representative of a broker-dealer and the firm has a related broker-dealer. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
196 staff are licensed insurance agents, the firm is itself an insurance broker or agent and the firm has a related insurance company or agency.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.