SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Old West Investment Management, LLC
Los Angeles, CA
CRD 148343
Firm filing updated March 30, 2026 ·
- $915.7MAssets
- 8Advisory staff
- 847Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Performance-based feesYes
- OtherYes
- Hourly chargesNo
- Fixed feesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
Who the firm serves
- High net worth individuals735
- Individuals53
- Corporations or other businesses48
- Pooled vehicles6
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 53 | $11.5 million |
| High net worth individuals | 735 | $330.3 million |
| Pooled investment vehicles (other than investment companies and business development companies) | 6 | $511.1 million |
| Charitable organizations | Fewer than 5 clients | $11.3 million |
| State or municipal government entities (including government pension plans) | Fewer than 5 clients | $27.1 million |
| Corporations or other businesses not listed above | 48 | $24.5 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
See all 4 services
- Other: "MODEL PROVIDER"
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Other: "MODEL PROVIDER"
Assets and accounts
- Regulatory assets$915.7 million
- Accounts847
- Discretionary$903.0 million · 841 accounts
- Non-discretionary$12.6 million · 6 accounts
People
- Employees8
- Advisory staff8
- Broker-dealer reps0
- Licensed insurance agents0
Advisors
1 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 148343, SEC file 801-69604.
- Registered with the SEC as an investment advisor (status date on record: October 15, 2008).
Is Old West Investment Management, LLC a fiduciary?
Short answer: Old West Investment Management, LLC is registered with the SEC as an investment advisor.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
The firm does not report commissions, a broker-dealer role, a related broker-dealer, or staff who are broker-dealer representatives.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.