SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Octogone NA
Miami, FL
Octogone NA, LLC, CRD 322478
Firm filing updated September 11, 2026 ·
- $469.7MAssets
- 97Clients
- 3Advisory staff
- 97Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Fixed feesYes
- Performance-based feesYes
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- OtherNo
Who the firm serves
- Corporations or other businesses55
- Individuals21
- High net worth individuals15
- Pooled vehicles6
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 21 | $13.6 million |
| High net worth individuals | 15 | $52.8 million |
| Pooled investment vehicles (other than investment companies and business development companies) | 6 | $45.0 million |
| Corporations or other businesses not listed above | 55 | $358.2 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
See all 5 services
- Portfolio management for businesses (other than small businesses) or institutional clients
- Other: "RESEARCH"
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Other: "RESEARCH"
Assets and accounts
- Regulatory assets$469.7 million
- Accounts97
- Discretionary$238.8 million · 56 accounts
- Non-discretionary$230.9 million · 41 accounts
People
- Employees6
- Advisory staff3
- Broker-dealer reps0
- Licensed insurance agents0
- Planning clients1 to 10
Advisors
1 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- Legal name: Octogone NA, LLC SEC-registered investment advisor. CRD 322478, SEC file 801-126432.
- Registered with the SEC as an investment advisor (status date on record: August 24, 2022).
Is Octogone NA a fiduciary?
Short answer: Octogone NA is registered with the SEC as an investment advisor.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
The firm does not report commissions, a broker-dealer role, a related broker-dealer, or staff who are broker-dealer representatives.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.