SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Octavia Wealth Advisors LLC
Cincinnati, OH
CRD 306909
Firm filing updated July 2, 2026 ·
- $2.2BAssets
- 31Advisory staff
- 6,795Accounts
Fees and minimums
- Hourly feesAsk the firm for the rate
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesYes
- Fixed feesYes
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- Individuals3,212
- High net worth individuals460
- Pension and profit sharing plans96
- Corporations or other businesses35
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 3,212 | $709.0 million |
| High net worth individuals | 460 | $1.1 billion |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 96 | $327.8 million |
| State or municipal government entities (including government pension plans) | Fewer than 5 clients | $1.0 million |
| Corporations or other businesses not listed above | 35 | $32.0 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
See all 5 services
- Pension consulting services
- Selection of other advisors (including private fund managers)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisors (including private fund managers)
Assets and accounts
- Regulatory assets$2.2 billion
- Accounts6,795
- Discretionary$1.8 billion · 6,181 accounts
- Non-discretionary$389.3 million · 614 accounts
People
- Employees45
- Advisory staff31
- Broker-dealer reps26
- Licensed insurance agents25
- Planning clients1 to 10
Advisors
23 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 306909, SEC file 801-118078.
- Registered with the SEC as an investment advisor (status date on record: February 18, 2020).
Is Octavia Wealth Advisors LLC a fiduciary?
Short answer: Octavia Wealth Advisors LLC is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: 26 staff are broker-dealer representatives. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
25 staff are licensed insurance agents and the firm has a related insurance company or agency.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.