SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Oak Ridge Investments, LLC
Chicago, IL
CRD 107066
Firm filing updated May 4, 2026 ·
- $1.7BAssets
- 11Advisory staff
- 3,920Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesNo
- Fixed feesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- Individuals3,626
- High net worth individuals197
- Corporations or other businesses41
- Pension and profit sharing plans18
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 3,626 | $960.4 million |
| High net worth individuals | 197 | $474.6 million |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 18 | $13.6 million |
| State or municipal government entities (including government pension plans) | Fewer than 5 clients | $1.1 million |
| Insurance companies | Fewer than 5 clients | $105.2 million |
| Corporations or other businesses not listed above | 41 | $65.7 million |
| Other: "ASSOCIATIONS, ENDOWMNETS, FOUNDATIONS, RELIGIOUS" | 32 | $83.8 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
Assets and accounts
- Regulatory assets$1.7 billion
- Accounts3,920
- DiscretionaryAll accounts
People
- Employees13
- Advisory staff11
- Broker-dealer reps0
- Licensed insurance agents1
Advisors
1 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 107066, SEC file 801-35529.
- Registered with the SEC as an investment advisor (status date on record: December 8, 1989).
Is Oak Ridge Investments, LLC a fiduciary?
Short answer: Oak Ridge Investments, LLC is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
1 staff member is a licensed insurance agent.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.