SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Oak Harvest Investment Services
Houston, TX
Oak Harvest Investment Services, LLC, CRD 173293
Firm filing updated April 22, 2026 ·
- $1.1BAssets
- 19Advisory staff
- 2,927Accounts
Fees and minimums
- Hourly feesAsk the firm for the rate
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesYes
- Fixed feesYes
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- Individuals564
- High net worth individuals404
- Charities7
- Investment companies1
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 564 | $307.7 million |
| High net worth individuals | 404 | $712.6 million |
| Investment companies | 1 | $91.1 million |
| Charitable organizations | 7 | $19.8 million |
| Corporations or other businesses not listed above | Fewer than 5 clients | $5.6 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
See all 5 services
- Pension consulting services
- Educational seminars/workshops
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Pension consulting services
- Educational seminars/workshops
Assets and accounts
- Regulatory assets$1.1 billion
- Accounts2,927
- DiscretionaryAll accounts
People
- Employees44
- Advisory staff19
- Broker-dealer reps0
- Licensed insurance agents13
- Planning clients1 to 10
Advisors
10 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- Legal name: Oak Harvest Investment Services, LLC SEC-registered investment advisor. CRD 173293, SEC file 801-116667.
- Registered with the SEC as an investment advisor (status date on record: May 22, 2019).
Is Oak Harvest Investment Services a fiduciary?
Short answer: Oak Harvest Investment Services is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
13 staff are licensed insurance agents, the firm is itself an insurance broker or agent and the firm has a related insurance company or agency.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.