SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Northeast Investment Management Inc
Boston, MA
CRD 105051
Firm filing updated February 19, 2026 ·
- $3.3BAssets
- 1,651Clients
- 11Advisory staff
- 1,651Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Fixed feesYes
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- Individuals1,077
- High net worth individuals549
- Charities12
- Corporations or other businesses6
- Pension and profit sharing plans4
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 1,077 | $315.2 million |
| High net worth individuals | 549 | $2.8 billion |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 4 | $8.8 million |
| Charitable organizations | 12 | $75.8 million |
| Corporations or other businesses not listed above | 6 | $45.9 million |
| Other: "NON-PROFIT ORGANIZATIONS" | 3 | $5.1 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for individuals and/or small businesses
Assets and accounts
- Regulatory assets$3.3 billion
- Accounts1,651
- Discretionary$3.2 billion · 1,633 accounts
- Non-discretionary$42.8 million · 18 accounts
People
- Employees25
- Advisory staff11
- Broker-dealer reps0
- Licensed insurance agents0
Advisors
4 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 105051, SEC file 801-22437.
- Registered with the SEC as an investment advisor (status date on record: October 2, 1984).
Is Northeast Investment Management Inc a fiduciary?
Short answer: Northeast Investment Management Inc is registered with the SEC as an investment advisor.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
The firm does not report commissions, a broker-dealer role, a related broker-dealer, or staff who are broker-dealer representatives.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.