SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Noble Wealth Management, Inc.
Newport Beach, CA
CRD 169963
Firm filing updated March 30, 2026 ·
- $223.4MAssets
- 233Clients
- 2Advisory staff
- 648Accounts
Fees and minimums
- Hourly feesAsk the firm for the rate
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesYes
- Fixed feesYes
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- Individuals197
- High net worth individuals35
- Corporations or other businesses1
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 197 | $96.6 million |
| High net worth individuals | 35 | $126.4 million |
| Corporations or other businesses not listed above | 1 | $425,940 |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
See all 5 services
- Selection of other advisors (including private fund managers)
- Other: "INVESTMENT CONSULTING AND PORTFOLIO REVIEW SERVICES"
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisors (including private fund managers)
- Other: "INVESTMENT CONSULTING AND PORTFOLIO REVIEW SERVICES"
Assets and accounts
- Regulatory assets$223.4 million
- Accounts648
- Discretionary$216.5 million · 630 accounts
- Non-discretionary$7.0 million · 18 accounts
People
- Employees6
- Advisory staff2
- Broker-dealer reps2
- Licensed insurance agents2
- Planning clients26 to 50
Advisors
2 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 169963, SEC file 801-108555.
- Registered with the SEC as an investment advisor (status date on record: October 24, 2016).
Is Noble Wealth Management, Inc. a fiduciary?
Short answer: Noble Wealth Management, Inc. is registered with the SEC as an investment advisor. Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: 2 staff are broker-dealer representatives. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
2 staff are licensed insurance agents.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.