SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Nicholas Hoffman & Company, LLC
Atlanta, GA
CRD 144516
Firm filing updated July 10, 2026 ·
- $8.3BAssets
- 15Advisory staff
- 2,233Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Fixed feesYes
- Performance-based feesYes
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- OtherNo
Who the firm serves
- High net worth individuals285
- Individuals114
- Charities9
- Pooled vehicles1
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 114 | $49.0 million |
| High net worth individuals | 285 | $7.8 billion |
| Pooled investment vehicles (other than investment companies and business development companies) | 1 | $25.0 million |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 clients | $3.5 million |
| Charitable organizations | 9 | $410.3 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
See all 7 services
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisors (including private fund managers)
- Other: "FAMILY OFFICE SERVICES"
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisors (including private fund managers)
- Other: "FAMILY OFFICE SERVICES"
Assets and accounts
- Regulatory assets$8.3 billion
- Accounts2,233
- Discretionary$6.6 billion · 1,642 accounts
- Non-discretionary$1.7 billion · 591 accounts
People
- Employees25
- Advisory staff15
- Broker-dealer reps0
- Licensed insurance agents0
- Planning clients0
Advisors
6 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 144516, SEC file 801-68306.
- Registered with the SEC as an investment advisor (status date on record: September 14, 2007).
Is Nicholas Hoffman & Company, LLC a fiduciary?
Short answer: Nicholas Hoffman & Company, LLC is registered with the SEC as an investment advisor.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
The firm does not report commissions, a broker-dealer role, a related broker-dealer, or staff who are broker-dealer representatives.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.