SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
M.Z. Kark & Associates, Inc
Denver, CO
CRD 106627
Firm filing updated May 1, 2026 ·
- $369.6MAssets
- 2Advisory staff
- 1,308Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Fixed feesYes
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- High net worth individuals94
- Individuals71
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 71 | $23.4 million |
| High net worth individuals | 94 | $343.7 million |
| Corporations or other businesses not listed above | Fewer than 5 clients | $2.5 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Selection of other advisors (including private fund managers)
- Other: "FINANCIAL CONSULTING"
- Portfolio management for individuals and/or small businesses
- Selection of other advisors (including private fund managers)
- Other: "FINANCIAL CONSULTING"
Assets and accounts
- Regulatory assets$369.6 million
- Accounts1,308
- Discretionary$329.0 million · 1,230 accounts
- Non-discretionary$40.7 million · 78 accounts
People
- Employees4
- Advisory staff2
- Broker-dealer reps0
- Licensed insurance agents0
- Planning clients101 to 250
Advisors
1 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 106627, SEC file 801-23074.
- Registered with the SEC as an investment advisor (status date on record: January 15, 1985).
Is M.Z. Kark & Associates, Inc a fiduciary?
Short answer: M.Z. Kark & Associates, Inc is registered with the SEC as an investment advisor.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
The firm does not report commissions, a broker-dealer role, a related broker-dealer, or staff who are broker-dealer representatives.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.