SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Mutual Trust Asset MGMT., Inc.
Tampa, FL
CRD 121364
Firm filing updated August 6, 2026 ·
- $58.4MAssets
- 120Clients
- 4Advisory staff
- 120Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Fixed feesYes
- OtherYes
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
Who the firm serves
- Individuals112
- High net worth individuals8
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 112 | $30.4 million |
| High net worth individuals | 8 | $28.0 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisors (including private fund managers)
See all 4 services
- Other: "ESTATE & FINANCIAL PLANNING"
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisors (including private fund managers)
- Other: "ESTATE & FINANCIAL PLANNING"
Assets and accounts
- Regulatory assets$58.4 million
- Accounts120
- DiscretionaryAll accounts
People
- Employees4
- Advisory staff4
- Broker-dealer reps4
- Licensed insurance agents4
- Planning clients1 to 10
Advisors
3 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 121364, SEC file 801-111062.
- Registered with the SEC as an investment advisor (status date on record: August 29, 2017).
Is Mutual Trust Asset MGMT., Inc. a fiduciary?
Short answer: Mutual Trust Asset MGMT., Inc. is registered with the SEC as an investment advisor. Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: 4 staff are broker-dealer representatives and the firm has a related broker-dealer. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
4 staff are licensed insurance agents.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.