SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Moody, Lynn, Lieberson & Walker, LLC
Boston, MA
CRD 283549
Firm filing updated March 25, 2026 ·
- $2.4BAssets
- 550Clients
- 8Advisory staff
- 1,056Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesNo
- Fixed feesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- High net worth individuals503
- Charities33
- Pension and profit sharing plans13
- Pooled vehicles1
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| High net worth individuals | 503 | $2.1 billion |
| Pooled investment vehicles (other than investment companies and business development companies) | 1 | $13.3 million |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 13 | $124.8 million |
| Charitable organizations | 33 | $126.9 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
See all 4 services
- Selection of other advisors (including private fund managers)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Selection of other advisors (including private fund managers)
Assets and accounts
- Regulatory assets$2.4 billion
- Accounts1,056
- DiscretionaryAll accounts
People
- Employees14
- Advisory staff8
- Broker-dealer reps0
- Licensed insurance agents0
- Planning clients26 to 50
Advisors
5 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 283549, SEC file 801-107685.
- Registered with the SEC as an investment advisor (status date on record: April 21, 2016).
Is Moody, Lynn, Lieberson & Walker, LLC a fiduciary?
Short answer: Moody, Lynn, Lieberson & Walker, LLC is registered with the SEC as an investment advisor.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
The firm does not report commissions, a broker-dealer role, a related broker-dealer, or staff who are broker-dealer representatives.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.