SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
McMorgan & Company LLC
San Francisco, CA
CRD 115060
Firm filing updated September 16, 2026 ·
- $7.6BAssets
- 223Clients
- 14Advisory staff
- 221Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Performance-based feesYes
- OtherYes
- Hourly chargesNo
- Fixed feesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
Who the firm serves
- Pension and profit sharing plans32
- Individuals26
- High net worth individuals15
- Pooled vehicles7
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 26 | $4.9 million |
| High net worth individuals | 15 | $12.3 million |
| Pooled investment vehicles (other than investment companies and business development companies) | 7 | $1.9 billion |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 32 | $3.0 billion |
| Other: "ANNUITY FUNDS, H&W FUNDS, TRAINING FUNDS, ASSOCIATIONS, ETC." | 143 | $2.6 billion |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
See all 4 services
- Selection of other advisors (including private fund managers)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisors (including private fund managers)
Assets and accounts
- Regulatory assets$7.6 billion
- Accounts221
- Discretionary$7.6 billion · 220 accounts
- Non-discretionary$5.3 million · 1 accounts
People
- Employees26
- Advisory staff14
- Broker-dealer reps9
- Licensed insurance agents0
Advisors
1 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 115060, SEC file 801-60509.
- Registered with the SEC as an investment advisor (status date on record: October 11, 2001).
Is McMorgan & Company LLC a fiduciary?
Short answer: McMorgan & Company LLC is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: 9 staff are broker-dealer representatives and the firm has a related broker-dealer. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.