SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
McCarter Private Wealth Services LLC
Boston, MA
CRD 108191
Firm filing updated December 16, 2025 ·
- $427.7MAssets
- 1Advisory staff
- 199Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Fixed feesYes
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- High net worth individuals83
- Individuals34
- Charities8
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 34 | $20.8 million |
| High net worth individuals | 83 | $363.1 million |
| Charitable organizations | 8 | $38.6 million |
| Corporations or other businesses not listed above | Fewer than 5 clients | $5.2 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Selection of other advisors (including private fund managers)
- Portfolio management for individuals and/or small businesses
- Selection of other advisors (including private fund managers)
Assets and accounts
- Regulatory assets$427.7 million
- Accounts199
- Discretionary$358.5 million · 155 accounts
- Non-discretionary$69.2 million · 44 accounts
People
- Employees6
- Advisory staff1
- Broker-dealer reps0
- Licensed insurance agents0
- Planning clients0
Advisors
1 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 108191, SEC file 801-54171.
- Registered with the SEC as an investment advisor (status date on record: April 3, 1997).
Is McCarter Private Wealth Services LLC a fiduciary?
Short answer: McCarter Private Wealth Services LLC is registered with the SEC as an investment advisor.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
The firm does not report commissions, a broker-dealer role, a related broker-dealer, or staff who are broker-dealer representatives.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.