SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Mbia Capital Advisors
Cincinnati, OH
M&B Investment Advisors, LLC, CRD 154255
Firm filing updated March 31, 2026 ·
- $290.2MAssets
- 4Advisory staff
- 565Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Fixed feesYes
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- Individuals176
- High net worth individuals81
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 176 | $33.3 million |
| High net worth individuals | 81 | $256.9 million |
| Charitable organizations | Fewer than 5 clients | $25,345 |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
See all 4 services
- Selection of other advisors (including private fund managers)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisors (including private fund managers)
Assets and accounts
- Regulatory assets$290.2 million
- Accounts565
- DiscretionaryAll accounts
People
- Employees5
- Advisory staff4
- Broker-dealer reps0
- Licensed insurance agents1
- Planning clients101 to 250
Advisors
2 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- Legal name: M&B Investment Advisors, LLC SEC-registered investment advisor. CRD 154255, SEC file 801-129985.
- Registered with the SEC as an investment advisor (status date on record: April 29, 2024).
Is Mbia Capital Advisors a fiduciary?
Short answer: Mbia Capital Advisors is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
1 staff member is a licensed insurance agent and the firm has a related insurance company or agency.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.