SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Mason & Associates, Inc.
Los Angeles, CA
CRD 141303
Firm filing updated January 29, 2026 ·
- $828.7MAssets
- 698Clients
- 8Advisory staff
- 2,143Accounts
Fees and minimums
- Hourly feesAsk the firm for the rate
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesYes
- Fixed feesYes
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- Individuals423
- High net worth individuals214
- Pension and profit sharing plans44
- Charities10
- Corporations or other businesses7
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 423 | $127.2 million |
| High net worth individuals | 214 | $567.4 million |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 44 | $80.5 million |
| Charitable organizations | 10 | $26.9 million |
| Corporations or other businesses not listed above | 7 | $26.8 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisors (including private fund managers)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisors (including private fund managers)
Assets and accounts
- Regulatory assets$828.7 million
- Accounts2,143
- Discretionary$707.7 million · 1,989 accounts
- Non-discretionary$121.1 million · 154 accounts
People
- Employees8
- Advisory staff8
- Broker-dealer reps0
- Licensed insurance agents4
- Planning clients700
Advisors
4 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 141303, SEC file 801-67068.
- Registered with the SEC as an investment advisor (status date on record: August 3, 2006).
Is Mason & Associates, Inc. a fiduciary?
Short answer: Mason & Associates, Inc. is registered with the SEC as an investment advisor. Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
4 staff are licensed insurance agents and the firm has a related insurance company or agency.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.