SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Martingale Asset Management
Boston, MA
Martingale Asset Management LP, CRD 108526
Firm filing updated March 27, 2026 ·
- $4.2BAssets
- 9Advisory staff
- 25Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Performance-based feesYes
- OtherYes
- Hourly chargesNo
- Fixed feesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
Who the firm serves
- Pooled vehicles11
- Investment companies1
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| High net worth individuals | Fewer than 5 clients | $83.1 million |
| Investment companies | 1 | $23.8 million |
| Pooled investment vehicles (other than investment companies and business development companies) | 11 | $1.7 billion |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 clients | $305.9 million |
| State or municipal government entities (including government pension plans) | Fewer than 5 clients | $1.3 billion |
| Insurance companies | Fewer than 5 clients | $731.1 million |
| Corporations or other businesses not listed above | Fewer than 5 clients | $65.2 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles (other than investment companies)
See all 5 services
- Portfolio management for businesses (other than small businesses) or institutional clients
- Other: "ASSETS UNDER ADVISEMENT"
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Other: "ASSETS UNDER ADVISEMENT"
Assets and accounts
- Regulatory assets$4.2 billion
- Accounts25
- DiscretionaryAll accounts
People
- Employees25
- Advisory staff9
- Broker-dealer reps0
- Licensed insurance agents0
Registration details
- Legal name: Martingale Asset Management LP SEC-registered investment advisor. CRD 108526, SEC file 801-30067.
- Registered with the SEC as an investment advisor (status date on record: June 7, 1987).
Is Martingale Asset Management a fiduciary?
Short answer: Martingale Asset Management is registered with the SEC as an investment advisor.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
The firm does not report commissions, a broker-dealer role, a related broker-dealer, or staff who are broker-dealer representatives.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.