SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Marquette Associates, Inc.
Chicago, IL
CRD 21572
Firm filing updated May 15, 2026 ·
- $47.1BAssets
- 64Advisory staff
- 348Accounts
Fees and minimums
- Hourly feesAsk the firm for the rate
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesYes
- Fixed feesYes
- OtherYes
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
Who the firm serves
- Charities143
- High net worth individuals103
- State or municipal government entities (including government pension plans)52
- Pension and profit sharing plans29
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| High net worth individuals | 103 | $4.9 billion |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 29 | $17.2 billion |
| Charitable organizations | 143 | $17.2 billion |
| State or municipal government entities (including government pension plans) | 52 | $5.3 billion |
| Corporations or other businesses not listed above | Fewer than 5 clients | $48.2 million |
| Other: "TAFT-HARTLEY HEALTH & WELFARE SELF-INSURANCE" | 19 | $2.3 billion |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisors (including private fund managers)
See all 6 services
- Publication of periodicals or newsletters
- Educational seminars/workshops
- Other: "GENERAL CONSULTING SERVICES"
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisors (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
- Other: "GENERAL CONSULTING SERVICES"
Assets and accounts
- Regulatory assets$47.1 billion
- Accounts348
- Discretionary$29.5 billion · 216 accounts
- Non-discretionary$17.5 billion · 132 accounts
People
- Employees147
- Advisory staff64
- Broker-dealer reps0
- Licensed insurance agents0
- Planning clients0
Advisors
3 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 21572, SEC file 801-54006.
- Registered with the SEC as an investment advisor (status date on record: March 25, 1997).
Is Marquette Associates, Inc. a fiduciary?
Short answer: Marquette Associates, Inc. is registered with the SEC as an investment advisor.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
The firm does not report commissions, a broker-dealer role, a related broker-dealer, or staff who are broker-dealer representatives.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.