SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Mariva Global Asset Management, LLC
Miami, FL
CRD 285674
Firm filing updated April 13, 2026 ·
- $129MAssets
- 153Clients
- 2Advisory staff
- 153Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Hourly chargesNo
- Fixed feesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- Performance-based feesNo
- OtherNo
Who the firm serves
- Individuals55
- High net worth individuals54
- Corporations or other businesses43
- Banks1
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 55 | $40.8 million |
| High net worth individuals | 54 | $32.7 million |
| Banking or thrift institutions | 1 | $6.0 million |
| Corporations or other businesses not listed above | 43 | $49.4 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
Assets and accounts
- Regulatory assets$129.0 million
- Accounts153
- Discretionary$12.8 million · 17 accounts
- Non-discretionary$116.1 million · 136 accounts
People
- Employees5
- Advisory staff2
- Broker-dealer reps5
- Licensed insurance agents0
- Planning clients0
Advisors
4 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 285674, SEC file 801-135783.
- Registered with the SEC as an investment advisor (status date on record: April 13, 2026).
Is Mariva Global Asset Management, LLC a fiduciary?
Short answer: Mariva Global Asset Management, LLC is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: 5 staff are broker-dealer representatives and the firm has a related broker-dealer. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.