SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Marble Harbor Investment Counsel, LLC
Boston, MA
CRD 138538
Firm filing updated March 25, 2026 ·
- $1.3BAssets
- 6Advisory staff
- 543Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Fixed feesYes
- Performance-based feesYes
- Hourly chargesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- OtherNo
Who the firm serves
- High net worth individuals143
- Individuals54
- Charities10
- Pooled vehicles2
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 54 | $26.1 million |
| High net worth individuals | 143 | $1.3 billion |
| Pooled investment vehicles (other than investment companies and business development companies) | 2 | $3.4 million |
| Charitable organizations | 10 | $12.3 million |
| Corporations or other businesses not listed above | Fewer than 5 clients | $22.3 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
Assets and accounts
- Regulatory assets$1.3 billion
- Accounts543
- DiscretionaryAll accounts
People
- Employees10
- Advisory staff6
- Broker-dealer reps0
- Licensed insurance agents0
Advisors
2 advisors with a profile on Advisable
Listed A to Z by last name. Not a ranking.
Registration details
- SEC-registered investment advisor. CRD 138538, SEC file 801-65234.
- Registered with the SEC as an investment advisor (status date on record: January 11, 2006).
Is Marble Harbor Investment Counsel, LLC a fiduciary?
Short answer: Marble Harbor Investment Counsel, LLC is registered with the SEC as an investment advisor.
More detail
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
The firm does not report commissions, a broker-dealer role, a related broker-dealer, or staff who are broker-dealer representatives.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.