SEC-registered firm
Registration does not mean the SEC approves or recommends the firm, and it does not imply a certain level of skill or training.
Manulife Investment Management (US) LLC
Boston, MA
CRD 106435
Firm filing updated March 25, 2026 ·
- $228BAssets
- 4,861Clients
- 146Advisory staff
- 4,861Accounts
Fees and minimums
All fee types on the form
- Percentage of assets under managementYes
- Performance-based feesYes
- Hourly chargesNo
- Fixed feesNo
- Subscription fees (for a newsletter or periodical)No
- CommissionsNo
- OtherNo
Who the firm serves
- Individuals3,373
- Charities762
- Corporations or other businesses203
- High net worth individuals151
- Investment companies113
- and 5 more251
See the client table
| Client type | Approximate number of clients | Assets |
|---|---|---|
| Individuals (other than high net worth) | 3,373 | $1.1 billion |
| High net worth individuals | 151 | $270.3 million |
| Investment companies | 113 | $145.8 billion |
| Pooled investment vehicles (other than investment companies and business development companies) | 110 | $45.1 billion |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 105 | $4.9 billion |
| Charitable organizations | 762 | $760.9 million |
| State or municipal government entities (including government pension plans) | 15 | $5.3 billion |
| Insurance companies | 11 | $15.6 billion |
| Sovereign wealth funds and foreign official institutions | 10 | $5.4 billion |
| Corporations or other businesses not listed above | 203 | $3.1 billion |
| Other: "NON-PROFIT" | 8 | $634.5 million |
What the client labels mean
Here, "individuals" includes trusts, estates, and IRAs of individuals. A "high net worth individual" is a qualified client or qualified purchaser.
Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles (other than investment companies)
See all 5 services
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisors (including private fund managers)
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisors (including private fund managers)
Assets and accounts
- Regulatory assets$228.0 billion
- Accounts4,861
- Discretionary$228.0 billion · 4,860 accounts
- Non-discretionary$37.0 million · 1 accounts
People
- Employees267
- Advisory staff146
- Broker-dealer reps17
- Licensed insurance agents0
Registration details
- SEC-registered investment advisor. CRD 106435, SEC file 801-42023.
- Registered with the SEC as an investment advisor (status date on record: August 4, 1992).
Is Manulife Investment Management (US) LLC a fiduciary?
Short answer: Manulife Investment Management (US) LLC is registered with the SEC as an investment advisor.
More detail
Some of its people may also act in other roles, such as for a broker-dealer or as insurance agents, where different rules apply. Details below.
The SEC put it this way in 2019: 'Under federal law, an investment adviser is a fiduciary.'
Some of the firm's people may also act for a broker-dealer: 17 staff are broker-dealer representatives and the firm has a related broker-dealer. When someone acts for a broker-dealer, a different SEC standard, Regulation Best Interest, applies to their recommendations. Ask which role they are acting in.
The firm has a related insurance company or agency.
The firm's Form CRS explains its services, fees and conflicts in plain language: Form CRS.
About this data
Informational only. Advisable Finance is not an investment advisor, does not give investment advice, and does not endorse any advisor.